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WCB Procedures

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Reconsider a previous decision (new evidence) - Archived Jul 2, 2024

Procedure summary

Published On

Dec 19, 2023
Purpose

To determine if new information submitted to WCB or information discovered during an administrative review impacts a previous decision and benefits.

Description

This process is initiated by a worker or employer (or their representative) submitting new information in support of a request to change a previous claim decision, or by the discovery of new or missed information that could affect a previous decision during an administrative review.

The WCB decision maker reviews the new information and determines if it meets the new evidence criteria. When the information can be considered new evidence, the decision maker determines if the new evidence supports changing a previously made decision. When a previous decision should be changed, the decision maker determines what changes should be made (for example, increasing or decreasing the worker’s benefit(s), etc.), and makes appropriate adjustments.

Key information

A worker or employer may submit new information to support a request that WCB reconsider a previous decision. In addition, there are internal WCB-Alberta processesSuch as, an appeal, when a claim is transferred to a new decision maker, annual reviews of wage loss supplements and other benefits, etc. that might also prompt a reviewThis is referred to as an administrative review. of a previous decision. In both cases, WCB (that is, Customer Service) can only reconsider its own decisions that have not been reviewed by the Dispute Resolution or Decision Review Body (DRDRB) or Appeals Commission (AC). See step 1 for more information.

When the decision was made by the WCB, the request for reconsidering the decision or administrative review triggers a two-stage process. First, the decision maker evaluates the information and determines if it meets the criteriaInformation is considered new evidence when it meets two basic criteria: (1) The evidence is material (relevant) to the issue in question and a previous decision. (2) The evidence is substantive – it gives new information that was not previously available to the decision maker and could affect the outcome of the decision. to be considered new evidence under Policy 01-08, Part I - New Evidence. Then, if it meets the criteria, the decision maker reviews the previous decision and determines the impact that the new evidence has on it.

WCB will not change a previous decision if reasoned judgment was used and the decision is consistent with the available evidence and a reasonable interpretation of legislation and policy, and, when applicable, gives the benefit of the doubt to the worker when the evidence in support of the opposite sides on an issue is approximately equal.

WCB will change or rescind a previous decision if it is apparent that the previous decision was not consistent with legislation, policy, or the facts of the case, or if WCB accepts there is new evidence that changes the balance of probabilities. All decisions regarding new evidence and/or changed or rescinded decisions must be communicated in writing as these decisions are subject to the same right of review or appeal as any other adjudicative decision.

Depending on the outcome of the new evidence decision or administrative review, the decision maker will determine if the original decision was correct or should be changed. If the decision maker determines the original decision was incorrect, they will then determine if the worker is entitled to new benefits, services, and/or an increase or decrease in benefits that have already been paid. Any reconsideration that results in new and/or changed benefits and/or services because of new evidence is a separate decision from the decision to accept new evidence.

Detailed Business Procedure

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1. Determine if the decision in question was already reviewed a higher level

Upon receipt of a request to reconsider a decision based on new evidence or completion of an administrative review that indicates a previous decision may need to be changed, review the file to determine if the decision in question was already reviewed by the DRDRB or the AC. If it was reviewed by the:

  • DRDRB but not the AC, only DRDRB can consider whether new information meets the criteria for new evidence and/or reconsider the original decision. 
  • The AC, only the AC can consider whether new information meets the criteria for new evidence and/or reconsider the original decision. 

This is the case even if it seems apparent the new evidence warrants a change of the original decision.  

Advise the requester the request has been forwarded to the appropriate appeal body (DRDRB or AC) for review. 

If the new information relates to a request for a reopen, follow the 1-5 Claim Reopen procedure.  Note:  New information may not change a previous decision, but it may impact the worker's entitlement from the date of the new information onward.  

See Policy 01-08, New Evidence. 

Administrative tasks

Refer the review to the appropriate appeal body, if required:

  • DRDRB: Send a file note (Request for Review) to the DRDRB Intake, Team Desk. Reference the DRDRB Decision Memo, include the decision date and enter “New Evidence Determination Request” in the Description line.
  • Appeals Commission: Forward the new information to the Hearing Chair responsible for the decision being reviewed. 
2. Determine if the new information meets the criteria for new evidence

Review the new information and decide if it is new evidenceSee Policy 01-08, Part I - New Evidence.  

Consider:

  • Is the evidence material (relevant) to the issue in question and a previous decision?
  • Is the evidence substantive?  Does it provide new information that was not previously available to the decision maker and could affect the outcome of the decision?
  • Was the new information reasonably available to the party who requested the reconsideration at the time of the original decision and, if so, whether there is a reasonable explanation for why it was not provided at the time. Examples of reasonable explanations for why the information was not provided at the time of the original decision might include (but are not limited to):
    • There are new clinical findings that were not available at the time of the original decision that led to a change in diagnosis. 
    • The interested party relied on someone else that they trusted to seek and/or obtain new evidence on their behalf, it was reasonable for them to rely on that person and, once they became aware that the person had failed to obtain new evidence, they took reasonable and timely action.
    • The interested party was unable to seek and/or obtain new evidence due to a diagnosed mental or physical incapacity or they were prevented from doing so because of some other valid reason.
Further investigation is required

If there is not enough information to determine whether the new information meets the criteria for new evidence, gather all relevant information until a decision can be made. This may include contacting the worker, employer, and/or physician, or requesting assistance from an appropriate source (such as investigations, assessments, or an opinion from an internal consultant, etc.). Ensure all the relevant information is available on the file before making the referrals. For medical consultant referrals, refer to the medical consultant opinion section for more information. 

If the new information is a research paper the requester wants to have considered as new evidence, refer it to the Medical Services Librarian.

Once the further investigation results are received, determine if it can be considered new evidence. Refer to the considerations at the beginning of this step.

Policy requirements for new evidence not met

If the new information does not meet the criteria for new evidence, contact the worker and/or employer (and/or the worker/employer representative, as appropriate), to explain the decision and its basis (for example, the new information was not substantive or relevant to the previous decision, or it was reasonably available but not provided at the time of the decision  and there was no reason for the delay).  Discuss with the worker and/or employer, or their representative's right to request a review of the new decision. 

If the decision will be reviewed for reasons other than new evidence or if other decisions will be reviewed, explain the next steps. Document the decision, the discussion(s) and send the appropriate letter(s). (Follow the appropriate procedure if the new information results in a new issue that must be adjudicated.)

If the information was accompanied by a Request for review (RFR) that is outside the one-year time frame, send the appropriate letter to advise the requestor (and representative, if applicable) that the RFR is not in accordance with Section 9.4 (1) of the Act.

Policy requirements for new evidence are met

If the new information meets the policy requirements to be considered new evidence, contact the worker and/or employer (and/or the worker/employer representative, as appropriate) to advise that new information has been received and outline the next steps to address the request for reconsideration. Document the discussion(s) and send the appropriate letter(s) to communicate the decision on whether the information meets the new evidence criteria and next steps.

Administrative tasks

For additional information on the disclosure of information, go to internal Procedure 20.2 - Communication of Claim Information. 

Document the discussion(s) in a file note (Contact/Claimant Contact or Contact/Employer Contact).

 

 

 

 

 

 

 

Follow the procedure:

  • 11-2 Internal consultant referral 
  • 4-2 medical testing, referrals and program support 
  • Internal Procedure 40.1A - Medical Referrals (Research paper requests)

 

Call the worker and employer to advise of the next steps. Document under a Contact file note.

 

Send CL101D (New evidence denial) letter

 

See Policy 01-08, Part I - New Evidence and Part II - New Evidence Interaction with the Review and Appeal Processes.

 

Follow the internal 3.1-3, Request for Review Outside One Year Time Limit procedure. 

 

Send the appropriate letter(s). Include information about the worker and employers right to request a review of the new decision: 

  • Claimant – Custom Letter (CL000A)
  • Insured – Custom Letter (IN000A)
  • 1 yr Time Limit Expired RFR (IN011C)
  • 1 yr Time Limit Expired RFR (CL011C)
3. Determine if the previous decision should be reconsidered

Review the claim and determine if and how the new evidence or outcome of the administrative review impacts the previous decision.

Consider:

  • Was the previous adjudicative decision consistent with the available evidence and a reasonable interpretation of legislation and policy?
  • Is "benefit of doubt" (if originally used) still applicable? Is there now a shift in the balance of probabilities? See Policy 01-03 Benefit of the Doubt.
  • Was the original information deliberately misleading, or was the new information deliberately withheld from WCB?  

If the previous decision is supported and no changes are required, go to the next step.

If there is new evidence that supports the need for a reopen investigation, follow the Claim Reopen procedure. End this procedure.

Reconsider the previous decision if:

  • It was not consistent with Legislation or approved policy.
  • The weight of evidence or balance of probabilities has changed.
  • The decision was made based on misleading information. (In this case, determine if the information meets the criteria for deliberate misrepresentation).  See Policy 05-01, Part II, Application 1, Question #4.
  • Fraud is suspected or confirmed, refer the claim to the Investigations Unit for possible legal action.

Administrative tasks

 

 

 

 

 

 

 

 

 

 

 

 

 

Follow the internal 20.6 - Investigation Unit Referrals procedure.

4. Determine the impact to benefits and communicate the decision

Determine the effective date for the decision change based on the available evidence and whether the change in decision results in an adjustment to benefits or medical aid costs.

If the decision results in a change of benefits the effective date is retroactive to the date benefits should be increased or decreased. Follow applicable procedure for the type of benefit. 

Increase in benefits

If the decision results in increased benefits, request new benefits and/or action any held payments, if applicable.

Notes:

  • The system automatically recalculates benefits for rate-based payments that have an issued or request status when the system runs overnight, as long as the payments do not require a manual adjustment. (All adjusted payments are placed on hold for decision maker review and approval.) Payments that had not been requested or issued will still need to be requested.
  • Adjustments to rate-based payments (e.g., AEL, ATP, ATL, TPD, etc.) that were manually set or adjusted by the Payment Unit in the past must be requested from the Payment Unit. 
Decrease in benefits

If the decision results in decreased benefits, adjust the benefits retroactively to the date the worker (or dependent) was not entitled to the benefits or was entitled to decreased benefits.

An overpayment could be created when the effective date of certain eCO key dates such as date of accident or return to work is adjusted to an earlier date. 

If the new decision results in an overpayment to the worker or employer, determine if it should be cost corrected or recovered. See Policy 05-01, Part II, Application 1; Compensation Overpayments and follow the internal Procedure 5.2 - Diagnose a Cost Adjustment and Cost Correct / Forgive it or Collect it as an Overpayment. 

See Policy 05-01, Part II, Application 1; Compensation Overpayments when a claim was accepted and then denied and the injured party successfully recovers damages from a third party through a lawsuit (resulting in an overpayment to the worker).

Medical Aid Costs

If the changed decision impacts medical aid costs, notify the Medical Aid Department to create or monitor any medical aid payments.  The Medical Aid team addresses all medical aid overpayments with service providers. The decision maker addresses worker medical aid overpayments (e.g., prescriptions paid to the worker).

See Policy 05-01, Part I - Compensation Overpayments.

Verbally communicate the decisions, its basis, any impact to benefits and next steps (if any) to the worker and/or employer and follow up by sending a letter.

Clearly express the rationale used to reach the decision (citing policy, medical information on the file, any important background information) during the conversation as well as within the letter. Explain to the worker, employer and/or the representative of their right to appeal the decision.  See the Request for RFR section.

Administrative tasks

Document the new decision in a file note (Active Case Management, Case Planning) and complete the Description line as appropriate for the claim circumstance:

  • New Evidence 
  • Appeal 
  • Request for Review

Update relevant eCO screens, as required.

 

 

 

Send a file note (Compensation Payments, Details) to the appropriate team desk in the Payment Unit, outlining the required changes, and asking for a review and adjustment. 

When we deny a sub-layoff after benefits have been issued:

  1. Change the decision on the Return to Work screen to Denied.
  2. Classify the overpayment to the worker by completing the Cost Adjustment Classification Script.
  3. Send a file note (Medical Payment Processing) to Medical Aid, Team Desk to process any "other provider" payments (such as taxi, bus, hotel and translation fees), if appropriate.

To create and monitor any related medical aid payments, send a file note (Medical Payment Processing) to the Medical Aid, Team Desk.

 

 

 

Send the appropriate letter(s):

  • Claimant – Custom Letter (CL000A)
  • Insured – Custom Letter (IN000A) 
5. Determine if the employer is entitled to cost relief for an overpayment or other issues

If a decision change results in an overpaymentSee Policy 05-01, Part I - Compensation Overpayments to the worker, cost relief is automatically applied to the claim. However, if the employer contributed to the overpayment by providing incorrect information, they are not entitled to cost relief and costs are to be applied back to the claim by notifying the Cost distribution team.   

 

Administrative tasks

Send a file note (Cost Distribution) to the Cost Distribution, Working Desk, requesting the employer be charged with the overpayment amount. 

Follow the 12-1 Cost Relief and cost re-allocation procedure.

Supporting Information

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Time limit

There is no time limit on when new information can be reviewed as new evidence, regardless of the date of the decision. There may be practical limitations when the new evidence relates to a decision made several years in the past. Review and reconsideration in these cases may be limited by WCB’s ability to contact witnesses or obtain necessary additional information such as medical records, etc.

WCB expects that interested parties will make all reasonable efforts to provide all relevant information when the initial decision is made. If new evidence was reasonably available to the party at the time of the initial decision, WCB will take into consideration why the information was not provided at the time. Depending on the circumstances, WCB may decide not to accept the information as new evidence.

Medical consultant opinions

WCB decision makers may seek a medical opinion to help them determine if new information is substantiveIt gives new information that was not previously available to the decision maker and could affect the outcome of the decision.

A referral to a medical consultant may be required if the evidence is new medical information relevant to the issue that could affect the outcome of a previously made decision.  For example, a new diagnosis, new clinical findings which may lead to a change in diagnosis, fitness level, increase in pain, decrease in function, increase in medication, new reported mechanism of injury, etc. 

Ensure all the relevant medical information is available on the file before making the referral. 

The medical consultant will answer specific questions posed by the decision maker and will provide a rationale for their opinion. 

Not all new information requires a medical consultant opinion. An opinion from a medical consultant is not required when the new information restates information that was already available and considered at the time of the original decision or pertains to a different time period than the original decision.

For example, if a worker disagrees that they were fit for work at a medium level 10 years ago and submits a recent Functional Capacity Evaluation that indicates they are only fit for work at a limited level, an opinion from a medical consultant is not required. Reporting about the worker's current functional abilities is not relevant to the worker's functional abilities 10 years ago and cannot impact the original decision regarding fitness. However, this information may impact the worker's current entitlement to benefits so the claim may be reviewed for a possible reopen.

Administrative tasks

Follow the procedure:

  • 11-2 Internal consultant referral 
  • Internal Procedure 40.1A - Medical Referrals (Research paper requests)
Request for review (RFR)

A decision regarding new evidence is subject to the same right of review or appeal as any other adjudicative decision made by a reviewing body. If there is concern or disagreement with a decision made by the WCB, both workers and employers have one year (from the date of the decision letter) to submit a request to have the decision reviewed. (If it has been more than a year since the decision was made the DRDRB may extend the time limit under certain circumstances.)

An RFR can be submitted within one year of the following decisions: 

  • To accept or deny that information provided by a worker or employer to support a request for a reconsideration is new evidence.
  • To change a decision based on new evidence or an administrative review.

A decision not to change a previous decision is not considered a new decision for the purposes of RFRs. In this case, the worker and employer have one year from the date of the original decision to request a review. 

Supporting references

Policies

  • Policy 01-03- Benefit of Doubt
  • Policy 01-08- New Evidence
  • Policy 01-08, Part II, Application 2; Claims
  • Policy 05-01- Overpayments
  • Policy 05-01. Part II; Overpayment Recovery
  • Policy 05-02, Part I; Cost Relief
  • Policy 05-02, Part II, Application 1; General
  • Policy 01-08, Part II, Application 1; Interaction with reivew and appeals process

Procedures

  • 1-5 Claim reopen decision
  • 11-2 Internal consultant referrals
  • 12-1 Cost relief and cost reallocation

Workers’ Compensation Act

Applicable sections

  • Section 9.4- Review Body
  • Section 17 (3)- Jurisdiction of Board
  • Section 142- Overpayments
  • Section 143- Right of Set Off
  • Section 151.1- Prohibition

General Regulation

Applicable sections

Related Legislation

Applicable sections

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